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Diane Publishing Books
Financial Regulation: Complex and Fragmented Structure Could Be Streamlined to Improve Effectiveness
Lawrance L. Evans, Jr. (au)
The U.S. financial regulatory structure has evolved over the past 150 years in response to various financial crises and the need to keep pace with developments in financial markets and products in recent decades. The system is complex, with responsibilities fragmented among multiple agencies that have overlapping authorities. As a result, financial entities may fall under the regulatory authority of multiple regulators depending on the types of activities in which they engage. This report examines the structure of the U.S. financial regulatory system and the effects of fragmentation and overlap on regulatorsäó» oversight activities. Includes recommendations. Tables and figures. This is a print on demand report.
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