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U.S. Securities and Exchange Commission (SEC) Fiscal Year 2012 Agency Financial Report
U.S. Securities and Exchange Commission (SEC) Fiscal Year 2012 Agency Financial Report
Our Price: $35.00
By Mary L. Schapiro (ed)
Year: 2012
Pages: 155
Binding Paperback
ISBN 978-1-4578-4186-6

Product Code: 145784186X

This report shows that in FY 2012, the U.S. Securities and Exchange Comm. (SEC) further advanced its investor protection and market stability missions by fine-tuning its vigorous examination program, building on last years extraordinary enforcement performance and pursuing a complex and urgent regulatory agenda. In addition, as a result of significant operational enhancements made in recent years, the SEC was able to continue improving its performance and effectively manage a portfolio which has expanded dramatically as a result of financial reform legislation. The Div. of Enforcement brought a near-record number of actions and continued to lead the effort to hold responsible those who contributed to the financial crisis. Sophisticated targeting helped SEC examiners better uncover conduct that threatened or harmed investors. And the SEC proposed and adopted regulations that will make markets safer for retail investors and diminish the possibility of a future systemic crisis. Tables and figures. This is a print on demand report.

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