Join our mailing list!
(Your shopping cart is empty)
Diane Publishing Books
U.S. Securities and Exchange Commission (SEC) Fiscal Year 2012 Agency Financial Report
Mary L. Schapiro (ed)
This report shows that in FY 2012, the U.S. Securities and Exchange Comm. (SEC) further advanced its investor protection and market stability missions by fine-tuning its vigorous examination program, building on last yearäó»s extraordinary enforcement performance and pursuing a complex and urgent regulatory agenda. In addition, as a result of significant operational enhancements made in recent years, the SEC was able to continue improving its performance and effectively manage a portfolio which has expanded dramatically as a result of financial reform legislation. The Div. of Enforcement brought a near-record number of actions and continued to lead the effort to hold responsible those who contributed to the financial crisis. Sophisticated targeting helped SEC examiners better uncover conduct that threatened or harmed investors. And the SEC proposed and adopted regulations that will make markets safer for retail investors and diminish the possibility of a future systemic crisis. Tables and figures. This is a print on demand report.
Country Ribbon Crafts: Delightful Projects Using Easy Techniques
Essential Tibetan Buddhism
Commonwealth of Science: ANZAAS & the Scientific Enterprise in Australia, 1888-1988
Wordsworth Dictionary of the American West
Women of Strength: Biographies of 106 Who Have Excelled in Traditionally Male Fields, A.D. 61 to the Present
Share your knowledge of this product with other customers...
Be the first to write a review
Diane Publishing Co
PO Box 617
Darby, PA 19023-0617
Become an Affiliate
Send Us Feedback
Copyright ï¿½ 2004 Diane Publishing Company. All Rights Reserved.