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Diane Publishing Books
Protecting Investors: A Half Century of Investment Company Regulation
Marianne K. Smythe (ed.); Richard C. Breeden (foreword). A report by the SEC on the first half-century of the Investment Co. Act of 1940. This Act provides investors with specific protections against self-dealing, conflicts of interest, misappropriation of funds, & overreaching with respect to fees, expenses & undisclosed risks of many types. The SEC has the job of policing these & other requirements of the law. This report takes a fresh look at the regulation of investment companies to determine whether existing regulation imposed unnecessary constraints on investment companies or the provision of other financial services & whether there were gaps in investor protection. Charts & tables.
Mammoth Book of Cats: A Collection of Stories, Verse & Prose
History of the New York Central System
My Father, My Self: Understanding Dadís Influence on Your Life
American Vegetarian Resource Directory: Some Signposts on the Journey Towards a Healthier, More Ethically & Environmentally Balanced Lifestyle
Japanese Experience: A Short History of Japan
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