Protecting Investors: A Half Century of Investment Company Regulation

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Our Price: $40.00

Year: 1992
Pages: 525
Binding Paperback

Product Code: 0756721369

Description

Marianne K. Smythe (ed.); Richard C. Breeden (foreword). A report by the SEC on the first half-century of the Investment Co. Act of 1940. This Act provides investors with specific protections against self-dealing, conflicts of interest, misappropriation of funds, & overreaching with respect to fees, expenses & undisclosed risks of many types. The SEC has the job of policing these & other requirements of the law. This report takes a fresh look at the regulation of investment companies to determine whether existing regulation imposed unnecessary constraints on investment companies or the provision of other financial services & whether there were gaps in investor protection. Charts & tables.

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