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Over-the-Counter Derivatives: Additional Oversight Could Reduce Costly Sales Practice Disputes
Over-the-Counter Derivatives: Additional Oversight Could Reduce Costly Sales Practice Disputes
 
Our Price: $40.00
Year: 1997
Pages: 230
Binding Paperback

Product Code: 0788173294

Description
 
Thomas J. McCool (ed). Reviews the sales practices for over-the-counter (OTC) derivatives, mortgage-backed securities (MBS), & structured notes. Analyzes fed. sales practice requirements applicable to these products & the dealers marketing them. Reports on the extent of end-user satisfaction with sales practices, product use & related disputes & the costs of these disputes. Includes the views of end-users & dealers on the nature of their relationship & responsibilities & the actions dealers & end-users have taken to reduce the potential for sales practice disputes, & the actions regulators have taken to address sales practice issues.

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