NASD Telephone Hotline: Enhancements Could Help Investors be Better Informed About Brokers’ Disciplinary Records

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Our Price: $20.00

Year: 1996
Pages: 57
Binding Paperback

Product Code: 0788136151

Description

. Reviews the effectiveness of the National Association of Securities Dealer’s (NASD) toll-free telephone info. service, called the NASD hotline. It was established in Oct. 1991, & as of Dec. 1995 over 300,000 callers have called the hotline. This report addresses: the accessibility of the NASD Regulation hotline to investors, including how investors are informed about the hotline; users’ perceptions about the usefulness & appropriateness of the types of info. provided by the hotline; & whether the info. provided meets NASD Regulation’s disclosure policies.

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