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NASD Telephone Hotline: Enhancements Could Help Investors be Better Informed About Brokers’ Disciplinary Records
Our Price:
$
20.00
Year:
1996
Pages:
57
Binding
Paperback
Product Code:
0788136151
Description
. Reviews the effectiveness of the National Association of Securities Dealer’s (NASD) toll-free telephone info. service, called the NASD hotline. It was established in Oct. 1991, & as of Dec. 1995 over 300,000 callers have called the hotline. This report addresses: the accessibility of the NASD Regulation hotline to investors, including how investors are informed about the hotline; users’ perceptions about the usefulness & appropriateness of the types of info. provided by the hotline; & whether the info. provided meets NASD Regulation’s disclosure policies.
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