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Diane Publishing Books
Securities Investor Protection: Steps Needed to Better Disclose SIPC Policies to Investors
Richard J. Hillman & Orice M. Williams. Assesses the operations of the Securities Investor Protection Corp. (SIPC), established in 1970. It discusses: (1) the basis for SIPC policies involving unauthorized trading & the extent that these policies are disclosed to investors; (2) the basis for SIPC policies involving the affiliates of SIPC member firms & the extent that these policies are disclosed to investors; (3) the SECs oversight of SIPC; & (4) the disclosure rules for SIPC, the FDIC, & state insurance guarantee associations, as well as the related implications for consumers as the financial services industry consolidates. Includes recommendations to the SIPC & the SEC regarding disclosure of SIPC policies & SECís SIPC oversight.
Years of Renewal
Sale Price: $12.00
Language Imperative: How Learning Languages Can Enrich Your Life & Expand Your Mind
Just Horses: Living with Horses in America
Dress Codes: Meanings & Messages in American Culture
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