Securities Regulations & Their Effects on Small Business

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Our Price: $25.00

Year: 2000
Pages: 85
Binding Paperback

Product Code: 0756712599

Description

Rosa Maria Moller. Describes the regulatory process for private & public securities offerings, emphasizing the impact on small business (SB). Chapters: legal structure for the oversight of offerings & sale of securities; the process by which SB raise capital through private or public markets; evaluation of state merit review regulatory systems; blue-sky laws; merit review vs. full disclosure systems; 5 ways to evaluate merit review systems; Cal. securities registration system; offerings qualified by the Dept. of Corp.; effects of the Cal. merit review system on Cal. bus.; policy options; eliminate or improve the merit review system; change reg’s.; & cooperate with other States & NASAA’s efforts towards uniformity.

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