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Securities Arbitration: Actions Needed to Address Problem of Unpaid Awards
Securities Arbitration: Actions Needed to Address Problem of Unpaid Awards
 
Our Price: $25.00
Year: 2000
Pages: 79
Binding Paperback

Product Code: 0756703808

Description
 
Thomas J. McCool (au); Michael A. Burnett (au). Evaluates issues relating to the arbitration process in the securities industry. It discusses: (1) whether arbitration forums had implemented recommendations made in the 1992 GAO report, Securities Arbitration: How Investors Fare, & assessed the effectiveness of the changes; (2) how investors fared in securities arbitration award decisions; & (3) the extent to which investors were paid the amounts awarded by arbitration panels. The report includes recommendations to the Chairman, U.S. Securities & Exchange Commission, regarding regulatory actions to address the problem of unpaid arbitration awards. Charts & tables.

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