Join our mailing list!
(Your shopping cart is empty)
Diane Publishing Books
Securities and Exchange Comm: Greater Attention is Needed to Enhance Communication and Utilization of Resources in the Division of Enforcement: Congressional Testimony
Richard J. Hillman (au)
In recent years, questions have been raised about the capacity of the SEC Div. of Enforcement to manage its resources and fulfill its law enforcement and investor protection responsibilities. This testimony focuses on: (1) the extent to which the Div. of Enforcement has an appropriate mix of resources; (2) considerations affecting penalty determinations, and recent trends in penalties and disgorgements ordered; and (3) the adoption, implementation, and effects of recent penalty policies. For this work, Hillman analyzed information on resources, enforcement actions, and penalties; and interviewed current and former SEC officials and staff, and others.
Live Now, Age Later: Proven Ways to Slow Down the Clock
Lamborghini: Supercar Supreme
Supporting the Sky
Gershwin in His Time: A Biographical Scrapbook, 1919-1937
My Father, My Self: Understanding Dadís Influence on Your Life
Share your knowledge of this product with other customers...
Be the first to write a review
Diane Publishing Co
PO Box 617
Darby, PA 19023-0617
Become an Affiliate
Send Us Feedback
Copyright ï¿½ 2004 Diane Publishing Company. All Rights Reserved.