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  Home > Diane Publishing Books >

Securities Firms: Assessing the Need to Regulate Additional Financial Activities
Securities Firms: Assessing the Need to Regulate A

 
Our Price: $30.00
Year: 1992
Pages: 93
Binding Paperback

Product Code: 1568063296

Description
 
Examines the issues associated with the regulatory structure for overseeing the domestic & foreign affiliates of U.S. broker-dealers. Recommends that the SEC use its new authority under the Market Reform Act of 1990 to obtain information to evaluate the risks about unregulated financial activities of the affiliated & holding companies of U.S. securities firms & to determine the need for any further regulation of them. Graphs & charts.

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