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SEC Oversight: Current State and Agenda: Congressional Testimony
SEC Oversight: Current State and Agenda: Congressi

Our Price: $15.00
By Mary L. Schapiro (au)
Year: 2009
Pages: 16
Binding Paperback

Product Code: 143792851X

Statement of Mary L. Schapiro, Chairman, U.S. Securities and Exchange Commission (SEC), discussing the SECís role in helping to address the financial crisis, and to outline the steps the SEC is taking to improve investor protection and restore confidence in our markets. Contents: Overview; Reinvigorating SEC Enforcement; Strengthening Examination and Oversight; Improving Transparency and Investor Protection; Combating Abusive Short-Selling; Enhancing Regulation of Credit Rating Agencies; Strengthening Shareholder Rights; Improving Money Market and Mutual Fund Regulation; Filling Regulatory Gaps/Legislative Reforms; and SEC Resources.

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