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Diane Publishing Books
Information Security: Sustained Progress Needed to Strengthen Controls at the Securities and Exchange Commission
Gregory C. Wilshusen (au)
In carrying out its mission to ensure that securities markets are fair, orderly, & efficiently maintained, the Securities & Exchange Comm. (SEC) relies extensively on computerized systems. Integrating effective information security controls into a layered control strategy is essential to ensure that SECís financial & sensitive information is protected from inadvertent or deliberate misuse, disclosure, or destruction. This report assessed: (1) SECís actions to correct previously reported information security weaknesses; & (2) the effectiveness of controls for ensuring the confidentiality, integrity, & availability of SECís information systems & information. Includes recommendations. Charts & tables.
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